Prohibited Transaction Exemptions - Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries (US Employee Benefits Security Administration Regulation) (EBSA) (2018 Edition) The Law Library presents the complete text of the Prohibited Transaction Exemptions - Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries (US Employee Benefits Security Administration Regulation) (EBSA) (2018 Edition). Updated as of May 29, 2018 This document makes technical corrections to the Department of Labor's Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Principal Transactions Exemption), which was published in the Federal Register on April 8, 2016. The Principal Transactions Exemption permits principal transactions and riskless principal transactions in certain investments between a plan, plan participant or beneficiary account, or an IRA, and a fiduciary that provides investment advice to the plan or IRA, under conditions to safeguard the interests of these investors. The corrections either fix typographical errors or make minor clarifications to provisions that might otherwise be confusing. This book contains: - The complete text of the Prohibited Transaction Exemptions - Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries (US Employee Benefits Security Administration Regulation) (EBSA) (2018 Edition) - A table of contents with the page number of each section
- | Author: The Law The Law Library
- | Publisher: Createspace Independent Publishing Platform
- | Publication Date: Jul 22, 2018
- | Number of Pages: 26 pages
- | Language: English
- | Binding: Paperback
- | ISBN-10: 172355961X
- | ISBN-13: 9781723559617
